Filing Details
- Accession Number:
- 0001179110-19-012227
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-03 16:03:16
- Reporting Period:
- 2019-11-29
- Accepted Time:
- 2019-12-03 16:03:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1610250 | Boot Barn Holdings Inc. | BOOT | Retail-Shoe Stores (5661) | 900776290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1623311 | Marie Laurie Grijalva | C/O Boot Barn Holdings, Inc. 15345 Barranca Pkwy Irvine CA 92618 | Chief Merchandise Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-29 | 19,625 | $8.00 | 21,747 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-29 | 19,625 | $39.91 | 2,122 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2019-11-29 | 19,625 | $0.00 | 19,625 | $8.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,505 | Direct |
Footnotes
- All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Reflects the weighted average price of sales on November 29, 2019. The shares were sold in multiple transactions at prices ranging from $39.5950 to $40.2000, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Consists of the total number of shares of common stock held by the reporting person as of November 29, 2019, excluding any shares of common stock subject to further vesting conditions.
- Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of November 29, 2019 that remain subject to time-based vesting.
- The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.
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