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Home > Insider Trading > Filing (0001398344-19-021941)

Filing Details

Accession Number:: 0001398344-19-021941
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-12-03 15:37:07
Reporting Period:: 2019-11-29

Accepted Time:: 2019-12-03 15:37:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
813623	Swiss Helvetia Fund Inc.	SWZ	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1067621	Phillip Goldstein	60 Heritage Drive Pleasantville NY 10570		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-11-29	1,791	$8.12	2,828	No	4	P	Direct
Common Stock	Acquisiton	2019-12-02	10,000	$8.09	12,828	No	4	P	Direct
Common Stock	Acquisiton	2019-12-02	10,000	$8.10	22,828	No	4	P	Direct
Common Stock	Acquisiton	2019-12-02	8,209	$8.12	31,037	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

The Form 4 filed on behalf of Mr. Goldstein on November 23, 2018 incorrectly reported the number of shares disposed of pursuant to an issuer tender offer as 17,633 shares. The correct number of shares tendered is 17,646 shares, and the amount of shares in which he had a Direct beneficial interest subsequent to the tender offer is 1,037 shares.