Filing Details
- Accession Number:
- 0001179110-19-012200
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-02 19:57:55
- Reporting Period:
- 2019-11-27
- Accepted Time:
- 2019-12-02 19:57:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
26076 | Cubic Corp | CUB | Measuring & Controlling Devices, Nec (3829) | 951678055 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1082889 | Jr H John Warner | 9333 Balboa Avenue San Diego CA 92123 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-27 | 500 | $60.06 | 17,500 | No | 4 | P | Indirect | Warner Family Trust Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Warner Family Trust Account |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2019-11-29 | 2,268 | $0.00 | 268 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,268 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,550 | Direct |
Footnotes
- The transfer of shares to the trust were made, but were not included on subsequent Form 4s. The amount listed on this Form 4 accurately reflects the proper ownership of shares owned by the Warner Family Trust.
- Represents Shares held in the John H. Warner, Jr. and Helga M. Warner, UA 12-01-1995 Warner Family Trust account, a trust for which Reporting Person and his spouse are Co-Trustees with full voting and dispositive rights.
- Information on the number of shares held directly by Reporting Person was inadvertently omitted from the Form 4 filed on May 13, 2019.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.
- The time-based RSUs vest in one installment on October 1, 2020, subject to Reporting Person's continued service as a director with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to Reporting Person following each vesting date.