Home > Insider Trading > Filing (0001179110-19-012196)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
26076	Cubic Corp	CUB	Measuring & Controlling Devices, Nec (3829)	951678055

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1711750	Anshooman Aga	9333 Balboa Ave San Diego CA 92123	Evp/Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-11-29	400	$59.54	5,363	No	4	P	Direct
Common Stock	Acquisiton	2019-11-29	128	$59.58	250	No	4	P	Indirect	Cubic 401(k)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	Cubic 401(k)

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Acquisiton	2019-11-29	13,064	$0.00	13,064	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2019-11-29	13,064	$0.00	13,064	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,064			No	4	A	Direct
13,064			No	4	A	Direct

Footnotes

Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $59.5215 to $59.566 per share. Information on the actual number of shares sold at each sale price can be obtained from Issuer upon request.
Amount reflects updated amount of shares held directly by Reporting Person. October 1, 2018 Form 4 incorrectly listed shares as acquired when they were disposed of. This number correctly reflects the number of shares directly held by Reporting Person.
Represents shares held by the Reporting Person's 401(k).
Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.
The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2022, subject to the Reporting Person's continued service with CUB through such vesting date.
The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021, and 2022 subject to Reporting Person's continued service with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.