Filing Details
- Accession Number:
- 0001127602-19-034021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-02 19:18:39
- Reporting Period:
- 2019-11-29
- Accepted Time:
- 2019-12-02 19:18:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1338014 | Steven Craig Tyle | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 | Disposition | 2019-11-29 | 943 | $27.49 | 113,793 | No | 4 | F | Direct | |
| Common Stock, Par Value $.10 | Disposition | 2019-12-02 | 5,000 | $27.57 | 108,793 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2019.
- Of the amount of securities beneficially owned, 32,558 shares represent unvested restricted stock awards.
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