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Filing Details

Accession Number:: 0001618732-19-000120
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-12-02 16:40:24
Reporting Period:: 2019-11-27

Accepted Time:: 2019-12-02 16:40:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1618732	Nutanix Inc.	NTNX	Services-Prepackaged Software (7372)	270989767

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1685495	Dheeraj Pandey	C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110	Ceo And Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2019-11-27	39,798	$35.07	211,177	No	4	S	Direct
Class A Common Stock	Disposition	2019-11-29	13,900	$35.55	197,277	No	4	S	Direct
Class A Common Stock	Disposition	2019-11-29	40,260	$36.66	157,017	No	4	S	Direct
Class A Common Stock	Disposition	2019-11-29	21,335	$37.18	135,682	No	4	S	Direct
Class A Common Stock	Acquisiton	2019-10-09	10,000	$0.00	145,682	No	5	J	Direct
Class A Common Stock	Disposition	2019-10-09	10,000	$0.00	135,682	No	5	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	5	J	Direct
No	5	G	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2019-10-09	10,000	$0.00	10,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,592,938			No	5	J	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	8,077	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00	2,932,000	2,932,000	Indirect
Class A Common Stock	Class B Common Stock	$0.00	68,000	68,000	Indirect
Class A Common Stock	Class B Common Stock	$0.00	381,218	381,218	Indirect
Class A Common Stock	Class B Common Stock	$0.00	381,218	381,218	Indirect
Class A Common Stock	Class B Common Stock	$0.00	381,218	381,218	Indirect

Amount	Remaning Holdings	Nature of Ownership
2,932,000	2,932,000	Indirect
68,000	68,000	Indirect
381,218	381,218	Indirect
381,218	381,218	Indirect
381,218	381,218	Indirect

Footnotes

The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.21. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.06 to $36.05. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $36.09 to $37.085. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $37.09 to $37.38. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.
Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.
This is a gift to a donor advised charity fund.
Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.
The number of shares held by the Pandey 2017 Irrevocable Descendants' Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees, has been updated to reflect non-reportable changes in beneficial ownership since the Reporting Person's last filing.
The shares are held of record by the Pandey 2017 Irrevocable Descendants' Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
The number of shares held by the Pandey Irrevocable Descendants' Trust, for which the Reporting Person's spouse serves as trustee, has been updated to reflect non-reportable changes in beneficial ownership since the Reporting Person's last filing.
The shares are held of record by the Pandey Irrevocable Descendants' Trust, for which the Reporting Person's spouse serves as trustee.
The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which Mr. Pandey and his spouse serve as co-trustees.