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Filing Details

Accession Number:: 0001437749-19-023742
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-12-02 16:36:37
Reporting Period:: 2019-11-27

Accepted Time:: 2019-12-02 16:36:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1460329	Fluent Inc.	FLNT	Services-Advertising (7310)	770688094

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1660850	Ryan Schulke	C/O Fluent, Inc. 300 Vesey Street, 9Th Floor New York NY 10282	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-11-27	16,422	$1.70	7,216,354	No	4	P	Direct
Common Stock	Acquisiton	2019-12-02	1,818	$1.64	7,218,172	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	320,000	Direct
Common Stock	80,000	Direct
Common Stock	50,000	Direct
Common Stock	550,000	Direct
Common Stock	65,500	Indirect	Held by The Schulke Inn Family Foundation Trust, in which the Reporting Person serves as Co-Trustee.
Common Stock	2,000,000	Indirect	Held by RSMC Partners, LLC, of which the Reporting Person is a member.

Footnotes

Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $1.71; the lowest price at which a purchase was made is $1.69. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $1.65; the lowest price at which a purchase was made is $1.64. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
On March 27, 2018, the Reporting Person received a grant of 320,000 deferred stock units under the Issuer's Stock Incentive Plan, which vest immediately but with delivery of the underlying shares in two annual installments commencing on March 27, 2020, which delivery may be ended if the Reporting Person is terminated for cause.
On March 20, 2018, the Reporting Person received a grant of 80,000 RSUs, convertible into common stock of the Issuer on a one-for-one basis under the Issuer's 2015 Stock Incentive Plan. The RSUs vest in three equal annual installments, beginning on March 1, 2019.
The Reporting Person has elected to defer delivery of any vested RSUs until the reporting person's separation of service from the Company or death or disability.
On April 13, 2017, the Reporting Person received a grant of 50,000 RSUs, convertible into common stock of the Issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on February 1, 2018, 2019 and 2020, subject to accelerated vesting under certain conditions.
On December 8, 2015, the Reporting Person received a grant, subject to stockholder approval, of 550,000 RSUs, convertible into common stock of the Issuer on a one-for-one basis. Stockholder approval was obtained on June 1, 2016. The RSUs vested subject to certain time and performance conditions, all of which were met as of January 1, 2019.