Filing Details
- Accession Number:
- 0001104659-19-068988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-02 16:32:32
- Reporting Period:
- 2019-11-27
- Accepted Time:
- 2019-12-02 16:32:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1136294 | Williams Industrial Services Group Inc. | WLMS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1017043 | Nelson Obus | 450 Seventh Avenue Suite 509 New York NY 10123 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2019-11-27 | 20,000 | $1.37 | 3,674,271 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2019-11-29 | 3,500 | $1.43 | 3,677,771 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value Per Share | 87,472 | Direct |
Footnotes
- As of the date of this Form 4, Mr. Obus is (i) a principal executive officer of Wynnefield Capital, Inc., which is the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., which beneficially owns 1,052,189 shares of the issuer's common stock; (ii) a co-managing member of Wynnefield Capital Management, LLC, which is the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, which beneficially owns 1,251,932 shares of the issuer's common stock, and the sole general partner of Wynnefield Partners Small Cap Value, L.P., which beneficially owns 1,202,950 shares of the issuer's common stock; and (iii) a co-trustee of Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, which beneficially owns 170,700 shares of the issuer's common stock. Mr. Obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest.
- Of the aggregate number of shares purchased on each of November 27, 2019 and November 29, 2019, Wynnefield Partners Small Cap Value, L.P. I purchased 9,782 shares and 1,712 shares, respectively, while the other Wynnefield entities disclosed in footnote 1 purchased 10,218 shares and 1,788 shares, respectively.