Filing Details
- Accession Number:
- 0000899243-19-028342
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-02 16:05:29
- Reporting Period:
- 2019-12-02
- Accepted Time:
- 2019-12-02 16:05:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1513818 | Aravive Inc. | ARAV | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1253170 | Srinivas Akkaraju | C/O Aravive, Inc., River Oaks Tower 3730 Kirby Drive, Suite 1200 Houston TX 77098 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-02 | 133,333 | $7.50 | 576,066 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 31,815 | Direct |
Footnotes
- The shares of common stock were purchased in a public underwritten offering completed by Aravive, Inc. on December 2, 2019. The shares are held by Samsara BioCapital, L.P. ("Samsara BioCapital"). The Reporting Person is a managing member of Samsara BioCapital GP, LLC, the general partner of Samsara BioCapital. The Reporting Person disclaims beneficial ownership of these shares except to the extent of the Reporting Person's pecuniary interest therein.
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