Filing Details
- Accession Number:
- 0000009984-19-000109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-02 11:28:01
- Reporting Period:
- 2019-11-19
- Accepted Time:
- 2019-12-02 11:28:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007661 | O Thomas Barnes | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-19 | 3,200 | $0.00 | 389,041 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2019-11-27 | 90 | $60.52 | 412,426 | No | 4 | S | Indirect | Trust #42-01-102-8546559 (1E) |
| Common Stock | Disposition | 2019-11-27 | 50 | $60.52 | 160,654 | No | 4 | S | Indirect | Trust #42-01-102-8550720 (3E) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Indirect | Trust #42-01-102-8546559 (1E) |
| No | 4 | S | Indirect | Trust #42-01-102-8550720 (3E) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,400 | Indirect | By my wife |
| Common Stock | 39,116 | Indirect | Trust #42-01-102-8546568 |
| Common Stock | 75,763 | Indirect | Trust #42-01-102-8550714 (2E) |
| Common Stock | 480,528 | Indirect | Trust #42-01-102-8550719 (4E) |
| Common Stock | 410,276 | Indirect | Trust #42-01-102-8546558 (5E/5W) |
| Common Stock | 83,758 | Indirect | Trust #42-01-102-8550713 (6E/7W) |
| Common Stock | 69,051 | Indirect | Trust #42-01-102-2549053 |
Footnotes
- Includes (a) a balance of 432 Restricted Stock Units granted 2/13/2019, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date, (b) 12,000 shares of deferred stock under the Non-Employee Director Deferred Stock Plan, which are payable in shares of common stock upon separation from service as a director, and (c) 377,408.66 shares of common stock.
- Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
Billionaire Hedge Funds
