Filing Details
- Accession Number:
- 0001615774-19-015216
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-02 07:08:03
- Reporting Period:
- 2019-11-27
- Accepted Time:
- 2019-12-02 07:08:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1259429 | Oxford Square Capital Corp. | OXSQ | () | 200118736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268529 | B Saul Rosenthal | C/O Oxford Square Capital Corp. 8 Sound Shore Drive, Suite 255 Greenwich CT 06830 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-27 | 5,200 | $5.17 | 1,206,891 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-11-29 | 7,797 | $5.23 | 1,214,688 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 660 | Indirect | See footnote |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.16 to $5.18, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.22 to $5.24, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal by virtue of his ownership interest therein. Includes 115 shares acquired under the Company's dividend reinvestment plan since the filing of Mr. Rosenthal's previous beneficial ownership report on Form 4 on April 18, 2018.
Billionaire Hedge Funds
