Filing Details
- Accession Number:
- 0000950157-19-001374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-29 16:23:20
- Reporting Period:
- 2019-11-26
- Accepted Time:
- 2019-11-29 16:23:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 750004 | Scientific Games Corp | SGMS | Services-Computer Integrated Systems Design (7373) | 810422894 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1533186 | Derik Mooberry | C/O Scientific Games Corporation 6601 Bermuda Road Las Vegas NV 89119 | Evp & Grp Chief Exec, Gaming | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-26 | 7,523 | $12.83 | 21,939 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-26 | 7,299 | $9.65 | 29,238 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-26 | 7,648 | $9.65 | 36,886 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-26 | 5,242 | $21.60 | 42,128 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-26 | 5,242 | $21.60 | 47,370 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-26 | 32,954 | $28.19 | 14,416 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-27 | 1,388 | $12.83 | 15,804 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-27 | 4,441 | $9.65 | 20,245 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-27 | 4,092 | $9.65 | 24,337 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-27 | 9,921 | $27.15 | 14,416 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-26 | 7,523 | $12.83 | 7,523 | $12.83 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-26 | 7,299 | $9.65 | 7,299 | $9.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-26 | 7,648 | $9.65 | 7,648 | $9.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-26 | 5,242 | $21.60 | 5,242 | $21.60 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-26 | 5,242 | $21.60 | 5,242 | $21.60 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-27 | 1,388 | $12.83 | 1,388 | $12.83 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-27 | 4,441 | $9.65 | 4,441 | $9.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-27 | 4,092 | $9.65 | 4,092 | $9.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,388 | 2025-04-26 | No | 4 | M | Direct | |
| 16,181 | 2026-06-20 | No | 4 | M | Direct | |
| 15,832 | 2026-06-20 | No | 4 | M | Direct | |
| 10,483 | 2027-03-08 | No | 4 | M | Direct | |
| 10,483 | 2027-03-08 | No | 4 | M | Direct | |
| 0 | 2025-04-26 | No | 4 | M | Direct | |
| 11,740 | 2026-06-20 | No | 4 | M | Direct | |
| 11,740 | 2026-06-20 | No | 4 | M | Direct |
Footnotes
- The stock option transactions herein were executed by Mr. Mooberry in order to diversify his portfolio. These transactions did not affect Mr. Mooberry's ownership of actual shares of the Company's common stock, which was 14,416 shares of common stock both before and after these transactions.
- The transaction was executed in multiple trades at prices ranging from $28.00 to $28.77. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- The transaction was executed in multiple trades at prices ranging from $26.67 to $27.34. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- The options became exercisable on April 27, 2019.
- The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.
- Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2020. The stock price hurdle was achieved on February 2, 2017. The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.
- The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).
- Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2021. The stock price hurdle was achieved on August 11, 2017. The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).
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