Filing Details
- Accession Number:
- 0001628280-19-014598
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-29 13:53:42
- Reporting Period:
- 2019-11-27
- Accepted Time:
- 2019-11-29 13:53:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1665300 | Phunware Inc. | PHUN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1333844 | Akis Prokopios Tsirigakis | C/O Phunware, Inc. 7800 Shoal Creek Blvd, Suite 230-S Austin TX 78757 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-27 | 1,346,071 | $0.00 | 1,508,843 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
Footnotes
- The reported securities are held by Dominium Investments, Inc. ("Dominium"). Dominium holds assets in addition to the reported securities. Prior to November 27, 2019, the reporting person was the sole shareholder of Dominium. On November 27, 2019, the reporting person (i) sold 100% of his interests in Dominium for an aggregate purchase price of $2,000,000.00, and (ii) resigned all of his positions as officer, director, and employee, with Dominium. Accordingly, as of the closing of such sale, the reporting person has no beneficial ownership in any Phunware, Inc. securities held by Dominium.
- The reported securities are held by Astra Maritime Corp., of which the reporting person is the sole officer, director, and shareholder.
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