Filing Details

Accession Number:
0001628280-19-014597
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-29 13:53:16
Reporting Period:
2019-11-27
Accepted Time:
2019-11-29 13:53:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1665300 Phunware Inc. PHUN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1333845 George Syllantavos C/O Phunware, Inc.
7800 Shoal Creek Blvd, Suite 230-S
Austin TX 78757
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-27 1,783,663 $0.00 1,407,436 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. The reported securities are held by Firmus Investments, Inc. ("Firmus"). Firmus holds assets in addition to the reported securities. Prior to November 27, 2019, the reporting person was the sole shareholder of Firmus. On November 27, 2019, the reporting person (i) sold 100% of his interests in Firmus for an aggregate purchase price of $2,820,000.00 and (ii) resigned all of his positions as officer, director, and employee, with Firmus. Accordingly, as of the closing of such sale, the reporting person has no beneficial ownership in any Phunware, Inc. securities held by Firmus.
  2. The reported securities are held by Magellan Investments Corp., of which the reporting person is the sole officer, director, and shareholder.