Filing Details
- Accession Number:
- 0001628280-19-014597
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-29 13:53:16
- Reporting Period:
- 2019-11-27
- Accepted Time:
- 2019-11-29 13:53:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1665300 | Phunware Inc. | PHUN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1333845 | George Syllantavos | C/O Phunware, Inc. 7800 Shoal Creek Blvd, Suite 230-S Austin TX 78757 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-11-27 | 1,783,663 | $0.00 | 1,407,436 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- The reported securities are held by Firmus Investments, Inc. ("Firmus"). Firmus holds assets in addition to the reported securities. Prior to November 27, 2019, the reporting person was the sole shareholder of Firmus. On November 27, 2019, the reporting person (i) sold 100% of his interests in Firmus for an aggregate purchase price of $2,820,000.00 and (ii) resigned all of his positions as officer, director, and employee, with Firmus. Accordingly, as of the closing of such sale, the reporting person has no beneficial ownership in any Phunware, Inc. securities held by Firmus.
- The reported securities are held by Magellan Investments Corp., of which the reporting person is the sole officer, director, and shareholder.