Filing Details
- Accession Number:
- 0001779453-19-000005
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-11-29 12:52:29
- Reporting Period:
- 2019-05-09
- Accepted Time:
- 2019-11-29 12:52:29
- Original Submission Date:
- 2019-06-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1662774 | Cortexyme Inc. | CRTX | Biological Products, (No Disgnostic Substances) (2836) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1779451 | Chad Boeding | One Lombard Street, Suite 200 San Francisco CA 94111 | No | No | No | Yes | |
1779453 | Epiq Capital Group, Llc | One Lombard Street, Suite 200 San Francisco CA 94111 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-10 | 4,350 | $26.41 | 2,835,560 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-10 | 4,170 | $27.58 | 2,839,730 | No | 4 | P | Indirect | By Mr. Boeding as Trustee of Boeding Family Trust |
Common Stock | Acquisiton | 2019-05-10 | 80 | $27.05 | 2,839,810 | No | 4 | P | Indirect | By Mr. Boeding as custodian for minor child |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Mr. Boeding as Trustee of Boeding Family Trust |
No | 4 | P | Indirect | By Mr. Boeding as custodian for minor child |
Footnotes
- The reporting persons are EPIQ Capital Group, LLC ("EPIQ") and Chad Boeding. EPIQ is the investment adviser and managing member of EPQ LLC, CTYM PS ("CTYM") and CTEPQ Partners LLC ("CTEPQ"). Together CTYM and CTEPQ beneficially own +10% of the common stock of the issuer. Mr. Boeding is the Managing Member of EPIQ. EPIQ is filing this Form 4 on behalf of itself and Mr. Boeding jointly, but not as a group, and each reporting person expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended.
- Beneficially owned directly by Mr. Boeding.
- Subsequent to an amended Form 3 filed 11/29/2019, the reporting persons are hereby amending Form 4 filed 6/14/2019 to amend the reported amount of securities beneficially owned for each transaction reported in Table 1.