Filing Details
- Accession Number:
- 0001104659-19-068397
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-27 19:00:20
- Reporting Period:
- 2019-11-25
- Accepted Time:
- 2019-11-27 19:00:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1270073 | Intercept Pharmaceuticals Inc. | ICPT | Pharmaceutical Preparations (2834) | 223868459 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559569 | Mark Pruzanski | C/O Intercept Pharmaceuticals, Inc. 10 Hudson Yards, Floor 37 New York NY 10001 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-25 | 39 | $8.67 | 469,165 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-25 | 14,524 | $8.67 | 483,689 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-25 | 14,563 | $100.00 | 469,126 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-26 | 19,880 | $8.67 | 489,006 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-26 | 15,557 | $21.50 | 504,563 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-26 | 35,437 | $100.00 | 469,126 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2019-11-25 | 39 | $0.00 | 39 | $8.67 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2019-11-25 | 14,524 | $0.00 | 14,524 | $8.67 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2019-11-26 | 19,880 | $0.00 | 19,880 | $8.67 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2019-11-26 | 15,557 | $0.00 | 15,557 | $21.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-08-16 | No | 4 | M | Direct | |
| 19,880 | 2021-10-13 | No | 4 | M | Direct | |
| 0 | 2021-10-13 | No | 4 | M | Direct | |
| 30,601 | 2022-11-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100,000 | Indirect | By GRAT |
Footnotes
- This transaction was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person.
- This option is fully vested and exercisable.
- This option is fully vested and exercisable.
- This option is fully vested and exercisable.
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