Filing Details

Accession Number:
0001225208-19-015026
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-27 18:44:24
Reporting Period:
2019-11-25
Accepted Time:
2019-11-27 18:44:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
30697 Wendy's Co WEN Retail-Eating & Drinking Places (5810) 380471180
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1578490 Allan Todd Penegor C/O The Wendy'S Company
One Dave Thomas Boulevard
Dublin OH 43017
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-25 218,153 $7.92 685,029 No 4 M Direct
Common Stock Acquisiton 2019-11-25 65,580 $5.91 750,609 No 4 M Direct
Common Stock Disposition 2019-11-25 283,733 $21.34 466,876 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-11-25 65,580 $0.00 65,580 $5.91
Common Stock Employee Stock Option (right to buy) Disposition 2019-11-25 218,153 $0.00 218,153 $7.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-06-03 No 4 M Direct
0 2023-08-09 No 4 M Direct
Footnotes
  1. The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.185 to $21.55 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. With tandem net exercise and tax withholding rights.
  3. The option vested in three equal installments on June 3, 2014, 2015 and 2016, and is currently exercisable as to all 65,580 shares.
  4. The option vested in three equal installments on August 9, 2014, 2015 and 2016, and is currently exercisable as to all 218,153 shares.