Filing Details
- Accession Number:
- 0001102993-19-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-27 13:59:12
- Reporting Period:
- 2019-11-26
- Accepted Time:
- 2019-11-27 13:59:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102993 | Liveperson Inc | LPSN | Services-Prepackaged Software (7372) | 133861628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1506224 | Daryl Carlough | C/O Liveperson, Inc. 475 Tenth Avenue, 5Th Floor New York NY 10018 | Svp, Global & Corp Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-26 | 3,000 | $10.13 | 10,072 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-26 | 3,000 | $38.45 | 7,072 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-26 | 7,000 | $12.45 | 14,072 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-26 | 7,000 | $38.50 | 7,072 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-26 | 3,000 | $10.13 | 3,000 | $10.13 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-26 | 7,000 | $12.45 | 7,000 | $12.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,625 | 2024-04-25 | No | 4 | M | Direct | |
| 63,000 | 2028-02-16 | No | 4 | M | Direct |
Footnotes
- The amount reported includes 5,825 unvested restricted stock units held by the reporting person as of the date of this filing.
- The option is fully vested and currently exercisable.
- The Option vested with respect to 25% of the option on February 16, 2019 and continues to vest with respect to 6.25% of the option each quarter thereafter.
Billionaire Hedge Funds
