Filing Details
- Accession Number:
- 0001209191-19-058235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-27 09:00:16
- Reporting Period:
- 2019-11-26
- Accepted Time:
- 2019-11-27 09:00:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1504619 | Pennantpark Floating Rate Capital Ltd. | PFLT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1284937 | H Arthur Penn | 590 Madison Avenue 15Th Floor New York NY 10022 | Chairman And Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-26 | 8,500 | $12.28 | 278,709 | No | 4 | P | Indirect | By PennantPark Investment Advisers, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By PennantPark Investment Advisers, LLC |
Footnotes
- Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC.
Billionaire Hedge Funds
