Home > Insider Trading > Filing (0001104659-19-067748)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1104485	Northern Oil & Gas Inc.	NOG	Crude Petroleum & Natural Gas (1311)	953848122

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1376323	Trt Holdings Inc	4001 Maple Ave, Suite 600 Dallas TX 75219	No	No	Yes	No
1436419	B. Robert Rowling	4001 Maple Ave, Suite 600 Dallas TX 75219	No	No	Yes	No
1660744	Cresta Greenwood, Llc	4001 Maple Ave, Suite 600 Dallas TX 75219	No	No	Yes	No
1660745	Cresta Investments, Llc	4001 Maple Ave, Suite 600 Dallas TX 75219	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
6.5% Series A Perpetual Convertible Preferred Stock	Acquisiton	2019-11-22	10,947	$0.00	10,947	No	4	P	Direct
6.5% Series A Perpetual Convertible Preferred Stock	Acquisiton	2019-11-22	10,947	$100.00	21,894	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

Each share of 6.5% Series A Perpetual Cumulative Convertible Preferred Stock (the "Preferred Stock") of Northern Oil and Gas, Inc. (the "Issuer") is generally convertible at any time at the election of the holder into shares of common stock, $0.001 par value per share, of the Issuer (the "Common Stock"), however the Preferred Stock acquired by the Reporting Persons is not convertible in accordance with the restrictions in Section 9(a) of the Certificate of Designations for the Preferred Stock because the Reporting Persons beneficially own Common Stock in excess of 9.99% of the aggregate number of shares of Common Stock outstanding.
The shares of Preferred Stock were acquired by Cresta Investments, LLC in exchange for $1,032,735.85 in principal amount of the Issuer's 8.50% Senior Secured Second Lien Notes due 2023 in connection with the Issuer's exchange offer. Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of 100% of the ownership interests in Cresta Investments, LLC.