Filing Details

Accession Number:
0001744981-19-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-26 17:50:56
Reporting Period:
2019-11-22
Accepted Time:
2019-11-26 17:50:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595585 Tricida Inc. TCDA Pharmaceutical Preparations (2834) 463372526
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1629421 L.p. Ii-B Fund Capital Sibling 500 Yale Ave N
Seattle WA 98109
No No No Yes
1744973 Sibling Capital Ventures Ii Llc 500 Yale Ave N
Seattle WA 98109
No No No Yes
1744981 M. Brian Isern 500 Yale Ave N
Seattle WA 98109
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-22 48,030 $40.53 2,906,184 No 4 S Indirect By Sibling Capital Fund II-B L.P.
Common Stock Disposition 2019-11-22 132,834 $41.17 2,773,350 No 4 S Indirect By Sibling Capital Fund II-B L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Sibling Capital Fund II-B L.P.
No 4 S Indirect By Sibling Capital Fund II-B L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 777,411 Indirect By Sibling Capital Fund II-A L.P.
Common Stock 1,810,195 Indirect By Sibling Capital Fund II-C L.P.
Common Stock 599,379 Indirect By Sibling Capital Fund II-D L.P.
Common Stock 463,158 Indirect By Sibling Insiders Fund II L.P.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.89, inclusive. Each Reporting Person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.90 to $41.61, inclusive.
  3. The shares are held directly by Sibling Capital Fund II-B L.P. ("Sibling B"). Sibling Capital Ventures II LLC ("SCV II") is the sole general partner of Sibling B. As co-manager of SCV II, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
  4. The shares are held directly by Sibling Capital Fund II-A L.P. ("Sibling A"). Sibling Capital Ventures LLC ("SCV") is the sole general partner of Sibling A. As co-manager of SCV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
  5. The shares are held directly by Sibling Capital Fund II-C L.P. ("Sibling C"). Sibling Capital Ventures III LLC ("SCV III") is the sole general partner of Sibling C. As co-manager of SCV III, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
  6. The shares are held directly by Sibling Capital Fund II-D L.P. ("Sibling D"). Sibling Capital Ventures IV LLC ("SCV IV") is the sole general partner of Sibling D. As co-manager of SCV IV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
  7. The shares are held directly by Sibling Insiders Fund II L.P. ("Sibling Insiders Fund"). Sibling Insiders II LLC ("Sibling Insiders LLC") is the sole general partner of Sibling Insiders Fund. As co-manager of Sibling Insiders LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
  8. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.