Filing Details
- Accession Number:
- 0000899243-19-028175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-26 17:41:32
- Reporting Period:
- 2019-11-25
- Accepted Time:
- 2019-11-26 17:41:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1494650 | Optinose Inc. | OPTN | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1441974 | Avista Capital Partners Ii, L.p. | 65 East 55Th Street 18Th Floor New York NY 10022 | No | No | Yes | No | |
1441976 | Avista Capital Partners (Offshore) Ii, L.p. | 65 East 55Th Street 18Th Floor New York NY 10022 | No | No | Yes | No | |
1555140 | Avista Capital Partners (Offshore) Ii-A, Lp | 65 East 55Th Street 18Th Floor New York NY 10022 | No | No | Yes | No | |
1555276 | Avista Capital Partners Ii Gp, Llc | C/O Avista Capital Holdings, L.p. 65 E. 55Th Street, 18Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-11-25 | 887,722 | $9.17 | 10,136,374 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2019-11-25 | 291,516 | $9.17 | 3,328,648 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2019-11-25 | 70,762 | $9.17 | 807,995 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- Represents shares of the Issuer held by Avista Capital Partners II, L.P. ("ACP II"). Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP II. Each of ACP II GP and ACP II expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
- Represents shares of the Issuer held by Avista Capital Partners (Offshore) II, L.P. ("ACP Offshore II"). ACP II GP is the general partner of ACP Offshore II. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II. Each of ACP II GP and ACP Offshore II expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
- Represents shares of the Issuer held by Avista Capital Partners (Offshore) II-A, L.P. ("ACP Offshore II-A"). ACP II GP is the general partner of ACP Offshore II-A. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II-A. Each of ACP II GP and ACP Offshore II-A expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.