Filing Details

Accession Number:
0000899243-19-028175
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-26 17:41:32
Reporting Period:
2019-11-25
Accepted Time:
2019-11-26 17:41:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1494650 Optinose Inc. OPTN () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441974 Avista Capital Partners Ii, L.p. 65 East 55Th Street
18Th Floor
New York NY 10022
No No Yes No
1441976 Avista Capital Partners (Offshore) Ii, L.p. 65 East 55Th Street
18Th Floor
New York NY 10022
No No Yes No
1555140 Avista Capital Partners (Offshore) Ii-A, Lp 65 East 55Th Street
18Th Floor
New York NY 10022
No No Yes No
1555276 Avista Capital Partners Ii Gp, Llc C/O Avista Capital Holdings, L.p.
65 E. 55Th Street, 18Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-25 887,722 $9.17 10,136,374 No 4 S Indirect See footnote
Common Stock Disposition 2019-11-25 291,516 $9.17 3,328,648 No 4 S Indirect See footnote
Common Stock Disposition 2019-11-25 70,762 $9.17 807,995 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. Represents shares of the Issuer held by Avista Capital Partners II, L.P. ("ACP II"). Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP II. Each of ACP II GP and ACP II expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
  2. Represents shares of the Issuer held by Avista Capital Partners (Offshore) II, L.P. ("ACP Offshore II"). ACP II GP is the general partner of ACP Offshore II. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II. Each of ACP II GP and ACP Offshore II expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
  3. Represents shares of the Issuer held by Avista Capital Partners (Offshore) II-A, L.P. ("ACP Offshore II-A"). ACP II GP is the general partner of ACP Offshore II-A. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II-A. Each of ACP II GP and ACP Offshore II-A expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.