Filing Details

Accession Number:
0001179110-19-012090
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-26 17:26:44
Reporting Period:
2019-11-22
Accepted Time:
2019-11-26 17:26:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1651561 Tabula Rasa Healthcare Inc. TRHC Services-Business Services, Nec (7389) 465726437
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685833 H Calvin Knowlton 228 Strawbridge Drive
Suite 100
Moorestown NJ 08057
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-22 10,716 $5.82 849,291 No 4 M Direct
Common Stock Acquisiton 2019-11-22 6,400 $15.65 855,691 No 4 M Direct
Common Stock Acquisiton 2019-11-22 3,933 $15.15 859,624 No 4 M Direct
Common Stock Disposition 2019-11-22 1,854 $41.44 857,770 No 4 S Direct
Common Stock Disposition 2019-11-22 3,468 $42.01 854,302 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-11-22 10,716 $0.00 10,716 $5.82
Common Stock Employee Stock Option (right to buy) Disposition 2019-11-22 6,400 $0.00 6,400 $15.65
Common Stock Employee Stock Option (right to buy) Disposition 2019-11-22 3,933 $0.00 3,933 $15.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-01-01 No 4 M Direct
0 2021-10-21 No 4 M Direct
1,967 2027-03-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 772,966 Indirect Held by spouse.
Common Stock 10,000 Indirect Held by trust for children.
Common Stock 10,000 Indirect Held by trust for children.
Footnotes
  1. The Stock Option vested 25% on the first anniversary of grant, and 1/36th each month thereafter.
  2. The Stock Option vested 33.33% on the first anniversary of grant, and 1/24th each month thereafter.
  3. The Stock Option vested 25% on the first anniversary of grant, and vests 1/36th each month thereafter.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.28 to $41.60, inclusive. The reporting person undertakes to provide to Tabula Rasa HealthCare, Inc., any security holder of Tabula Rasa HealthCare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) and (5).
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.72 to $42.67, inclusive.
  6. Reflects shares sold to cover the exercise price, taxes and fees associated with the broker-assisted, cashless exercise of options set forth in Table II of this Form 4.