Filing Details
- Accession Number:
- 0001179110-19-012090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-26 17:26:44
- Reporting Period:
- 2019-11-22
- Accepted Time:
- 2019-11-26 17:26:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1651561 | Tabula Rasa Healthcare Inc. | TRHC | Services-Business Services, Nec (7389) | 465726437 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685833 | H Calvin Knowlton | 228 Strawbridge Drive Suite 100 Moorestown NJ 08057 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-22 | 10,716 | $5.82 | 849,291 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-11-22 | 6,400 | $15.65 | 855,691 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-11-22 | 3,933 | $15.15 | 859,624 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-22 | 1,854 | $41.44 | 857,770 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-11-22 | 3,468 | $42.01 | 854,302 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-22 | 10,716 | $0.00 | 10,716 | $5.82 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-22 | 6,400 | $0.00 | 6,400 | $15.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-22 | 3,933 | $0.00 | 3,933 | $15.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2025-01-01 | No | 4 | M | Direct | |
0 | 2021-10-21 | No | 4 | M | Direct | |
1,967 | 2027-03-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 772,966 | Indirect | Held by spouse. |
Common Stock | 10,000 | Indirect | Held by trust for children. |
Common Stock | 10,000 | Indirect | Held by trust for children. |
Footnotes
- The Stock Option vested 25% on the first anniversary of grant, and 1/36th each month thereafter.
- The Stock Option vested 33.33% on the first anniversary of grant, and 1/24th each month thereafter.
- The Stock Option vested 25% on the first anniversary of grant, and vests 1/36th each month thereafter.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.28 to $41.60, inclusive. The reporting person undertakes to provide to Tabula Rasa HealthCare, Inc., any security holder of Tabula Rasa HealthCare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) and (5).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.72 to $42.67, inclusive.
- Reflects shares sold to cover the exercise price, taxes and fees associated with the broker-assisted, cashless exercise of options set forth in Table II of this Form 4.