Filing Details

Accession Number:
0001104659-19-067700
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-26 17:17:45
Reporting Period:
2019-11-19
Accepted Time:
2019-11-26 17:17:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1273636 Applied Genetic Technologies Corp AGTC Biological Products, (No Disgnostic Substances) (2836) 593553710
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1737272 B.v. Visions Inspirational Gustav Mahlerplein 3
Amsterdam P7 1082 MS
No No Yes No
1771821 2.0 Aescap Stichting Gustav Mahlerplein 3
Amsterdam P7 1082 MS
No No Yes No
1795073 Hendrik Johan Patrick Krol Gustav Mahlerplein 3
Amsterdam P7 1082 MS
No No Yes No
1795097 B.v. Management Fund Privium Gustav Mahlerplein 3
Amsterdam P7 1082 MS
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-19 2,544 $2.79 1,861,924 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,999 Indirect See footnote
Footnotes
  1. Shares of Common Stock held directly by Stichting Aescap 2.0 ("Aescap 2.0"). Privium Fund Management B.V. ("Privium") is the fund manager of Aescap 2.0. Patrick Johan Hendrik Krol ("Krol") is the portfolio manager of Privium. Each of Privium and Krol disclaims beneficial ownership of all the shares held by Aescap 2.0 except to the extent of each of their pecuniary interest therein.
  2. Shares of Common Stock held directly by Inspirational Visions BV ("Inspirational Visions"). Krol is the managing director of Inspirational Visions.