Filing Details
- Accession Number:
- 0001104659-19-067700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-26 17:17:45
- Reporting Period:
- 2019-11-19
- Accepted Time:
- 2019-11-26 17:17:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1273636 | Applied Genetic Technologies Corp | AGTC | Biological Products, (No Disgnostic Substances) (2836) | 593553710 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1737272 | B.v. Visions Inspirational | Gustav Mahlerplein 3 Amsterdam P7 1082 MS | No | No | Yes | No | |
1771821 | 2.0 Aescap Stichting | Gustav Mahlerplein 3 Amsterdam P7 1082 MS | No | No | Yes | No | |
1795073 | Hendrik Johan Patrick Krol | Gustav Mahlerplein 3 Amsterdam P7 1082 MS | No | No | Yes | No | |
1795097 | B.v. Management Fund Privium | Gustav Mahlerplein 3 Amsterdam P7 1082 MS | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-19 | 2,544 | $2.79 | 1,861,924 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 24,999 | Indirect | See footnote |
Footnotes
- Shares of Common Stock held directly by Stichting Aescap 2.0 ("Aescap 2.0"). Privium Fund Management B.V. ("Privium") is the fund manager of Aescap 2.0. Patrick Johan Hendrik Krol ("Krol") is the portfolio manager of Privium. Each of Privium and Krol disclaims beneficial ownership of all the shares held by Aescap 2.0 except to the extent of each of their pecuniary interest therein.
- Shares of Common Stock held directly by Inspirational Visions BV ("Inspirational Visions"). Krol is the managing director of Inspirational Visions.