Filing Details
- Accession Number:
- 0001209191-19-058123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-26 16:31:31
- Reporting Period:
- 2019-11-22
- Accepted Time:
- 2019-11-26 16:31:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1408198 | Msci Inc. | MSCI | Services-Business Services, Nec (7389) | 134038723 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1416750 | A Henry Fernandez | Msci Inc. 7 World Trade Center, 250 Greenwich St. New York NY 10007 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-22 | 49,774 | $36.70 | 1,717,813 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-22 | 20,773 | $256.26 | 1,697,040 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-22 | 9,100 | $257.49 | 1,687,940 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase common stock | Disposition | 2019-11-22 | 49,774 | $0.00 | 49,774 | $36.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 314,479 | Indirect | By Fernandez 2007 Children's Trust |
| Common Stock | 7,900 | Indirect | By Son |
| Common Stock | 3,625 | Indirect | By Son |
| Common Stock | 730 | Indirect | By Daughter |
Footnotes
- Reflects a "sale to cover" transaction in connection with the Reporting Person's exercise of stock options to satisfy (i) the payment of theapplicable exercise price of the stock options and (ii) the applicable tax withholding requirement arising from the exercise of the stock options.
- This transaction was executed in multiple trades at prices ranging from $256.00 to $256.99. The price reported above reflects the weightedaverage sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of theissuer full information regarding the number of shares and prices at which each transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $257.01 to $257.67. The price reported above reflects the weightedaverage sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of theissuer full information regarding the number of shares and prices at which each transaction was effected.
- The 49,774 stock options, which represent a tranche of an award of stock options that were granted to the Reporting Person on December 14,2010, vested and became exercisable on January 12, 2016, based on the satisfaction of both service and price vesting conditions, in accordancewith the terms of the applicable option award agreement.
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