Filing Details
- Accession Number:
- 0000899243-19-028153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-26 16:16:49
- Reporting Period:
- 2019-11-25
- Accepted Time:
- 2019-11-26 16:16:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372807 | Portman Ridge Finance Corp | PTMN | () | 205951150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1772591 | Patrick Schafer | C/O Portman Ridge Finance Corporation 650 Madison Avenue New York NY 10022 | Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-25 | 3,000 | $2.07 | 5,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Billionaire Hedge Funds
