Filing Details
- Accession Number:
- 0001209191-19-058026
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-11-25 21:30:30
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2019-11-25 21:30:30
- Original Submission Date:
- 2019-11-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | Communications Equipment, Nec (3669) | 473108385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1648256 | Vincent Retort | C/O Lumentum Holdings Inc. 1001 Ridder Park Drive San Jose CA 95031 | Evp, Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-15 | 3,221 | $68.59 | 131,592 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units.
- Footnote (2) to the original Form 4 incorrectly reported the further disposition of 23 shares, which disposition did not occur. Accordingly, the correct ending balance to the original Form 4 should be 130,388 shares following the second transaction reported in such Form 4 to have occurred on November 18, 2019.
Billionaire Hedge Funds
