Filing Details
- Accession Number:
- 0001213900-19-024649
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-25 20:00:01
- Reporting Period:
- 2019-11-21
- Accepted Time:
- 2019-11-25 20:00:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1484565 | Soleno Therapeutics Inc | SLNO | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398936 | Vivo Ventures V Affiliates Fund, L.p. | C/O Vivo Capital Llc 192 Lytton Avenue Palo Alto CA 94301 | No | No | Yes | No | |
1398937 | Vivo Ventures Fund V, L.p. | C/O Vivo Capital Llc 192 Lytton Avenue Palo Alto CA 94301 | No | No | Yes | No | |
1399028 | Vivo Ventures V, Llc | 192 Lytton Avenue Palo Alto CA 94301 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-11-21 | 44,296 | $1.55 | 3,703,277 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2019-11-22 | 2,600 | $1.55 | 3,700,677 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2019-11-25 | 14,775 | $1.56 | 3,685,902 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- The shares of common stock are held of record by Vivo Ventures Fund V, L.P. and Vivo Ventures V Affiliates Fund, L.P. ("Vivo Fund V"). Vivo Ventures V, LLC is the sole general partner of Vivo Fund V, and may be deemed to beneficially own the shares of common stock owned by Vivo Fund V. Vivo Ventures V, LLC disclaims beneficial ownership of the shares of Issuer held by Vivo Fund V, except to the extent of its pecuniary interest therein. The voting members of Vivo Ventures V, LLC are Frank Kung, Albert Cha and Edgar Engleman, none of whom has individual voting or investment power with respect to these shares and each of whom disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.55 to $1.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.