Filing Details
- Accession Number:
- 0000073124-19-000249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-25 18:22:50
- Reporting Period:
- 2019-11-22
- Accepted Time:
- 2019-11-25 18:22:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548048 | Biff Bowman | 50 S Lasalle St Chicago IL 60603 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-22 | 329 | $0.00 | 88,188 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2019-11-22 | 13,208 | $106.53 | 74,980 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 553 | Indirect | 401(k) as of 9-30-19 |
Footnotes
- Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- Price reflects the weighted average sales price from $106.50 to $106.76. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Billionaire Hedge Funds
