Filing Details
- Accession Number:
- 0000899243-19-028076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-25 17:32:57
- Reporting Period:
- 2019-11-21
- Accepted Time:
- 2019-11-25 17:32:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862692 | Cryo Cell International Inc | CCEL | Services-Misc Health & Allied Services, Nec (8090) | 223023093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529249 | L. Mark Portnoy | 700 Brooker Creek Blvd. St. 1800 Oldsmar FL 34677 | Co-Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-21 | 77,835 | $3.30 | 539,656 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-21 | 35,122 | $3.20 | 504,534 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-21 | 22,020 | $4.00 | 482,514 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,055 | Indirect | by 401K |
| Common Stock | 71,529 | Indirect | by partnership |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $1.72 | 2011-12-01 | 2021-12-01 | 200,000 | 200,000 | Direct |
| Common Stock | Stock Option | $2.90 | 2011-08-31 | 2021-08-31 | 100,000 | 100,000 | Direct |
| Common Stock | Stock Option | $3.14 | 2016-04-15 | 2026-04-15 | 59,459 | 59,459 | Direct |
| Common Stock | Stock Option | $7.92 | 2023-03-08 | 20,000 | 20,000 | Direct | |
| Common Stock | Stock Option | $7.53 | 2029-08-30 | 22,222 | 22,222 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-12-01 | 200,000 | 200,000 | Direct |
| 2021-08-31 | 100,000 | 100,000 | Direct |
| 2026-04-15 | 59,459 | 59,459 | Direct |
| 2023-03-08 | 20,000 | 20,000 | Direct |
| 2029-08-30 | 22,222 | 22,222 | Direct |
Footnotes
- Share of Common Stock held by Capital Asset Fund # 1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.
- Stock options vest 1/3 on date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017.
- Stock options will vest 1/3 on date of grant, 1/3 on December 1, 2018 and 1/3 on December 1, 2019.
- Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020.
- Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.
Billionaire Hedge Funds
