Filing Details
- Accession Number:
- 0001461790-19-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-25 16:38:19
- Reporting Period:
- 2019-11-22
- Accepted Time:
- 2019-11-25 16:38:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1659122 | Rosehill Resources Inc. | ROSE | () | A6 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1461790 | K2 Principal Fund, L.p. | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No | |
1462150 | Shawn Kimel Investments, Inc. | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No | |
1462151 | K2 & Associates Investment Management Inc. | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No | |
1765955 | K2 Genpar 2017 Inc. | 2 Bloor Street West, Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2019-11-22 | 5,164 | $1.22 | 105,041 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2019-11-25 | 4,290 | $1.09 | 100,751 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Warrants | $11.50 | 2017-05-27 | 2022-04-27 | 864,548 | 864,548 | Direct |
Class A Common Stock | 8% Series A Cumulative Preferred Stock | $0.00 | 977,652 | 11,243 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-04-27 | 864,548 | 864,548 | Direct |
977,652 | 11,243 | Direct |
Footnotes
- Each shares of Series A preferred stock is convertible into 86.9565 shares of class A common stock and there is no expiration
- The series A preferred stock is convertible into class A common stock any time