Filing Details

Accession Number:
0001209191-19-057944
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-25 16:35:42
Reporting Period:
2019-11-21
Accepted Time:
2019-11-25 16:35:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056288 Federated Investors Inc FII () PA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
918972 Christopher J Donahue Federated Investors, Inc.
1001 Liberty Avenue
Pittsburgh PA 15222-3779
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2019-11-21 56,500 $33.12 513,380 No 4 S Indirect Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust
Class B Common Stock Disposition 2019-11-22 56,500 $32.97 456,880 No 4 S Indirect Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust
No 4 S Indirect Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 1,559,011 Direct
Class B Common Stock 278,101 Indirect Held indirectly by Comax Partners, L.P. (d/b/a The Beechwood Company, L.P.)
Class B Common Stock 5,819 Indirect Held indirectly by Rhodora J. Donahue Revocable Trust
Class B Common Stock 5,819 Indirect Held indirectly by John F. Donahue Revocable Trust
Class B Common Stock 82 Indirect Held indirectly by AWOL, Inc.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in 760 transactions at prices ranging from $32.99 to $33.24 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The reporting person serves as a trustee of The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust and disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust except to the extent of his pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in 859 transactions at prices ranging from $32.79 to $33.12 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.