Filing Details
- Accession Number:
- 0000919574-19-007463
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-25 16:24:33
- Reporting Period:
- 2019-11-21
- Accepted Time:
- 2019-11-25 16:24:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1183765 | Molecular Templates Inc. | MTEM | Pharmaceutical Preparations (2834) | 943409596 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325713 | Bruce Kovner | C/O Caxton Corporation 731 Alexander Road, Bldg. #2, Suite 500 Princeton NJ 08540 | Yes | No | No | No | |
1388551 | Caxton Corp | 731 Alexander Road Building #2, Suite 500 Princeton NJ 08540 | Yes | No | No | No | |
1576081 | Cdk Associates, L.l.c. | C/O Caxton Corporation 731 Alexander Road, Bldg. #2, Suite 500 Princeton NJ 08540 | Yes | No | No | No | |
1576113 | D Scott Morenstein | C/O Caxton Alternative Management Lp 1330 6Th Avenue, 20Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-21 | 468,750 | $8.00 | 2,052,991 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- These shares are owned directly by CDK Associates, LLC, which is a reporting person, and may be deemed to be indirectly beneficially owned by (i) Caxton Corporation, the manager of CDK Associates, LLC, (ii) Bruce Kovner, the chairman and sole shareholder of Caxton Corporation; and (iii) Scott Morenstein, a Managing Director of the investment manager of CDK Associates, LLC.
- Scott Morenstein serves as a director of the Issuer. Caxton Corporation, Bruce Kovner and CDK Associates, L.L.C. may be considered directors by deputization due to their affiliation with Scott Morenstein. Each Reporting Person disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.