Filing Details
- Accession Number:
- 0001562180-19-005693
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-25 14:55:09
- Reporting Period:
- 2019-11-25
- Accepted Time:
- 2019-11-25 14:55:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1500954 | C Lee Powlus | Peoples United Bank 850 Main Street Bridgeport CT 06604 | Sr Ex Vp & Chief Admin Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-25 | 8,821 | $15.80 | 125,220 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-25 | 8,821 | $16.35 | 116,399 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2019-11-25 | 8,821 | $0.00 | 8,821 | $15.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-01-28 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $16.341 to $16.375. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, Peoples United Financial, Inc. or a shareholder of Peoples United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Includes 2,259 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 28 shares acquired through dividend reinvestment) and 3,996 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information is based on 9/30/2019 Plan statements.
- Exercisable in annual increments on 1/25/2012 (50%); 1/25/2013 (25%); and 1/25/2014 (25%).
Billionaire Hedge Funds
