Filing Details

Accession Number:
0000711377-19-000058
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-25 10:18:58
Reporting Period:
2019-11-21
Accepted Time:
2019-11-25 10:18:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
711377 Neogen Corp NEOG In Vitro & In Vivo Diagnostic Substances (2835) 382367843
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1168789 L James Herbert Neogen Corp
620 Lesher Place
Lansing MI 48912
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-21 13,135 $60.43 200,105 No 4 M Direct
Common Stock Disposition 2019-11-21 13,135 $65.28 186,970 No 4 S Direct
Common Stock Disposition 2019-11-22 20,000 $65.28 187,311 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock (Right to Buy) Disposition 2019-11-21 13,135 $0.00 13,135 $60.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
135,999 2022-11-27 No 4 M Direct
Footnotes
  1. options were granted 10/27/2017, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grants
  2. Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019
  3. 160,209 shares are held in limited liability companies in which Mr. Herbert and his spouse have limited financial ownership. Mr. Herbert and his spouse own 39,568 shares jointly; 7,434 shares are held in trust for Mrs. Herbert, and an additional 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries.