Filing Details
- Accession Number:
- 0000711377-19-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-25 10:18:58
- Reporting Period:
- 2019-11-21
- Accepted Time:
- 2019-11-25 10:18:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-21 | 13,135 | $60.43 | 200,105 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-21 | 13,135 | $65.28 | 186,970 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-11-22 | 20,000 | $65.28 | 187,311 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock (Right to Buy) | Disposition | 2019-11-21 | 13,135 | $0.00 | 13,135 | $60.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
135,999 | 2022-11-27 | No | 4 | M | Direct |
Footnotes
- options were granted 10/27/2017, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grants
- Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019
- 160,209 shares are held in limited liability companies in which Mr. Herbert and his spouse have limited financial ownership. Mr. Herbert and his spouse own 39,568 shares jointly; 7,434 shares are held in trust for Mrs. Herbert, and an additional 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries.