Filing Details
- Accession Number:
- 0001593968-19-002231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-22 21:09:45
- Reporting Period:
- 2019-11-20
- Accepted Time:
- 2019-11-22 21:09:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1397702 | Silk Road Medical Inc | SILK | Surgical & Medical Instruments & Apparatus (3841) | 208777622 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1770191 | S. Andrew Davis | C/O Silk Road Medical, Inc. 1213 Innsbruck Drive Sunnyvale CA 94089 | Evpglobal Sales&Amp; Marketing | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-20 | 6,635 | $1.46 | 18,925 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-20 | 6,635 | $35.99 | 12,290 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-11-20 | 1,250 | $17.00 | 13,540 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2019-11-20 | 6,635 | $0.00 | 6,635 | $1.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
132,258 | 2016-05-05 | 2025-06-23 | No | 4 | M | Direct |
Footnotes
- The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2019.
- This transaction was executed in multiple trades at price ranging from $35.45 to $37.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c).
- All of the shares subject to this option are fully vested and exercisable as of the date hereof.