Filing Details
- Accession Number:
- 0001493152-19-018272
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-22 18:52:31
- Reporting Period:
- 2019-11-20
- Accepted Time:
- 2019-11-22 18:52:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
3545 | Alico Inc | ALCO | Agricultural Production-Crops (100) | 590906081 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1297619 | W Remy Trafelet | C/O Trafelet &Amp; Company, Llc New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Alico, Inc., Common Stock, Par Value $1.00 | Disposition | 2019-11-20 | 1,000 | $33.27 | 920,106 | No | 4 | S | Direct | |
Alico, Inc., Common Stock, Par Value $1.00 | Disposition | 2019-11-22 | 7,588 | $33.58 | 912,518 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Between November 20, 2019 and November 22, 2019, Mr. Trafelet sold 8,588 shares of the Common Stock.
- 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.
- 162,785 of these shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.