Filing Details
- Accession Number:
- 0001209191-19-057848
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-22 17:27:30
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2019-11-22 17:27:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 933974 | Brooks Automation Inc. | BRKS | Special Industry Machinery, Nec (3559) | 043040660 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247436 | S Stephen Schwartz | C/O Brooks Automation, Inc. 15 Elizabeth Drive Chelmsford MA 01824 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-15 | 215,672 | $0.00 | 714,871 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2019-11-20 | 100,347 | $45.25 | 614,524 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-20 | 8,044 | $45.25 | 606,480 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-21 | 3,929 | $43.22 | 602,551 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents shares issued upon the vesting of performance-based units granted on November 9, 2016, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2019. No amount was paid by the reporting person upon grant or vesting of the performance-based units.
- Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 215,672 performance-based units held by the reporting person.
- Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
- Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 17,728 restricted stock units from two grants held by the reporting person and previously reported on Form 4.
- Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 8,115 restricted stock units held by the reporting person and previously reported on Form 4.
- Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
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