Home > Insider Trading > Filing (0001209191-19-057842)

Filing Details

Accession Number:: 0001209191-19-057842
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-22 17:22:44
Reporting Period:: 2019-11-15

Accepted Time:: 2019-11-22 17:22:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
933974	Brooks Automation Inc.	BRKS	Special Industry Machinery, Nec (3559)	043040660

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1579290	David Pietrantoni	15 Elizabeth Drive Chelmsford MA 01824	Principal Accounting Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-11-15	27,557	$0.00	57,386	No	4	A	Direct
Common Stock	Disposition	2019-11-20	12,551	$45.25	44,835	No	4	S	Direct
Common Stock	Disposition	2019-11-20	1,038	$45.25	43,797	No	4	S	Direct
Common Stock	Disposition	2019-11-21	2,359	$43.22	41,438	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Represents shares issued upon the vesting of performance-based units granted on November 9, 2016, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2019. No amount was paid by the reporting person upon grant or vesting of the performance-based units.
Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 27,557 performance-based units held by the reporting person.
Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 2,284 restricted stock units from two grants held by the reporting person and previously reported on Form 4.
Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 4,870 restricted stock units from two grants held by the reporting person and previously reported on Form 4.
Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.