Home > Insider Trading > Filing (0001016281-19-000117)

Filing Details

Accession Number:: 0001016281-19-000117
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2019-11-22 16:51:14
Reporting Period:: 2019-09-13

Accepted Time:: 2019-11-22 16:51:14
Original Submission Date:: 2019-09-17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1016281	Carriage Services Inc	CSV	Services-Personal Services (7200)	760423828

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1643336	Benjamin Carl Brink	28634 Pleasant Forest Drive Katy TX 77494	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-09-13	935	$22.78	18,179	No	4	S	Direct
Common Stock	Disposition	2019-09-13	100	$22.78	18,079	No	4	S	Direct
Common Stock	Disposition	2019-09-13	79	$22.78	18,000	No	4	S	Direct
Common Stock	Disposition	2019-09-13	2,146	$22.77	15,854	No	4	S	Direct
Common Stock	Acquisiton	2019-09-13	350	$22.77	16,204	No	4	P	Direct
Common Stock	Acquisiton	2019-09-13	1,975	$22.77	4,412	No	4	P	Indirect	Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	P	Direct
No	4	P	Indirect	Spouse

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Performance Award	$0.00	2023-12-31	10,500	10,500	Direct
Common Stock	Stock Options	$25.43	2028-02-14	15,000	15,000	Direct
Common Stock	Stock Options	$26.54	2027-03-21	34,900	34,900	Direct
Common Stock	Stock Options	$20.06	2026-02-23	10,000	10,000	Direct
Common Stock	Stock Options	$22.58	2022-02-24	22,000	22,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-12-31	10,500	10,500	Direct
2028-02-14	15,000	15,000	Direct
2027-03-21	34,900	34,900	Direct
2026-02-23	10,000	10,000	Direct
2022-02-24	22,000	22,000	Direct

Footnotes

The reporting person's sale of common stock in this transaction was matchable under Section 16(b)of the Securities Exchange Act of 1934, as amended (the "Exchange Act") to the extent of 935 shares with the reporting person's purchase of 935 shares of common stock at a price of $22.77 on September 13, 2019. No recoverable profit for purposes of Section 16(b) of the Exchange Act was realized from such sale because transaction costs of the transaction exceeded the gross profit of the transaction.
The reporting person's sale of common stock in this transaction was matchable under Section 16(b)of the Securities Exchange Act of 1934, as amended (the "Exchange Act") to the extent of 100 shares with the reporting person's purchase of 100 shares of common stock at a price of $22.77 on September 13, 2019. No recoverable profit for purposes of Section 16(b) of the Exchange Act was realized from such sale because transaction costs of the transaction exceeded the gross profit of the transaction.
The reporting person's sale of common stock in this transaction was matchable under Section 16(b)of the Securities Exchange Act of 1934, as amended (the "Exchange Act") to the extent of 79 shares with the reporting person's purchase of 79 shares of common stock at a price of $22.77 on September 13, 2019. No recoverable profit for purposes of Section 16(b) of the Exchange Act was realized from such sale because transaction costs of the transaction exceeded the gross profit of the transaction.
The reporting person's sale of common stock in this transaction was matchable under Section 16(b)of the Securities Exchange Act of 1934, as amended (the "Exchange Act") to the extent of 1,211 shares with the reporting person's purchase of 1,211 shares of common stock at a price of $22.77 on September 13, 2019. No recoverable profit for purposes of Section 16(b) of the Exchange Act was realized from such sale.
Represents performance awards, payable in shares, granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2023 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date.
Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which 1/5 vested on 2/14/2019 and 1/5 will vest on 2/14/2020, 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018, 1/5 on 3/21/2019 and 1/5 will vest each year on 3/21/2020, 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 on 2/23/2018, 1/5 on 2/23/2019 and 1/5 will vest on 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 02/24/2022.