Home > Insider Trading > Filing (0001209191-19-057784)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1012620	Genesee & Wyoming Inc	GWR	Railroads, Line-Haul Operating (4011)	060984624

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1241524	C John Hellmann	C/O Genesee &Amp; Wyoming Inc. 20 West Avenue Darien CT 06820	Chief Exec. Officer & Pres.	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock, $.01 Par Value	Acquisiton	2019-11-21	23,234	$98.59	444,892	No	4	M	Direct
Class A Common Stock, $.01 Par Value	Disposition	2019-11-21	21,888	$111.38	423,004	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock, $.01 Par Value	Stock Option (Right to Buy)	Disposition	2019-11-21	23,234	$0.00	23,234	$98.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-11-27	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock, $.01 Par Value	55,555	Indirect	By Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock, $.01 Par Value	Class B Common Stock, $.01 par value	$0.00			0	1,872	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	1,872	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2018.
Represents the weighted average sales price for the price increments ranging from $111.30 to $111.48.
The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.
This option award was granted under the Genesee & Wyoming Inc. Fourth Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 28, 2015.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.