Filing Details
- Accession Number:
- 0001005229-19-000327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-22 14:57:26
- Reporting Period:
- 2019-11-21
- Accepted Time:
- 2019-11-22 14:57:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1555160 | F Kurt Wozniak | 205 Crosspoint Parkway Getzville NY 14068 | Vp - Industrial Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-21 | 2,500 | $24.94 | 37,896 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-21 | 4,489 | $15.16 | 42,385 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-21 | 6,989 | $39.64 | 37,896 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-11-21 | 2,500 | $0.00 | 2,500 | $24.94 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-11-21 | 4,489 | $0.00 | 4,489 | $15.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-05-18 | 2025-05-17 | No | 4 | M | Direct |
| 4,490 | 2017-05-23 | 2026-05-22 | No | 4 | M | Direct |
Footnotes
- Includes 9,885.4107 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,466.0793 shares become fully vested and non-forfeitable on 5/23/2020; 1,827.9606 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,107.8102 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020, 3,152.2370 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, and the remaining 1,331.3236 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,392 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.
- Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
- Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 16, 2010 subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/23/2017, if reporting person remains an employee of issuer.
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