Filing Details

Accession Number:
0000775158-19-000161
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-22 14:21:51
Reporting Period:
2019-11-20
Accepted Time:
2019-11-22 14:21:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
775158 Oshkosh Corp OSK Motor Vehicles & Passenger Car Bodies (3711) 390520270
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1679723 J John Bryant C/O Oshkosh Corporation
1917 Four Wheel Drive
Oshkosh WI 54902
Evp And Pres, Defense Segment No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-20 5,375 $41.52 15,559 No 4 M Direct
Common Stock Disposition 2019-11-20 3,628 $89.48 11,931 No 4 S Direct
Common Stock Acquisiton 2019-11-20 4,900 $66.89 16,831 No 4 M Direct
Common Stock Disposition 2019-11-20 4,249 $89.34 12,582 No 4 S Direct
Common Stock Acquisiton 2019-11-20 2,500 $66.09 15,082 No 4 M Direct
Common Stock Disposition 2019-11-20 2,159 $89.32 12,923 No 4 S Direct
Common Stock Acquisiton 2019-11-20 1,110 $0.00 14,032 No 4 M Direct
Common Stock Acquisiton 2019-11-20 496 $89.11 13,536 No 4 F Direct
Common Stock Acquisiton 2019-11-21 1,037 $0.00 14,573 No 4 M Direct
Common Stock Disposition 2019-11-21 488 $90.11 14,085 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2019-11-20 5,375 $0.00 5,375 $41.52
Common Stock Options Disposition 2019-11-20 4,900 $0.00 4,900 $66.89
Common Stock Options Disposition 2019-11-20 2,500 $0.00 2,500 $66.09
Common Stock Restricted Stock Units Disposition 2019-11-20 1,110 $0.00 1,110 $0.00
Common Stock Restricted Stock Units Disposition 2019-11-21 1,037 $0.00 1,037 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-11-12 No 4 M Direct
2,450 2023-11-21 No 4 M Direct
5,000 2028-11-19 No 4 M Direct
1,111 2019-11-20 No 4 M Direct
0 2019-11-21 No 4 M Direct
Footnotes
  1. Represents weighted average price. Individual sales by lot ranged from $89.45 to $89.51. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
  2. Represents weighted average price. Individual sales by lot ranged from $89.28 to $89.42. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
  3. Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
  4. Option (right to buy) granted pursuant to the Company's Stock Plan.
  5. Options vest in one-third (1/3) annual increments commencing on 11/12/2016.
  6. Options vest in one-third (1/3) annual increments commencing on 11/21/2017.
  7. Options vest in one-third (1/3) annual increments commencing on 11/19/2019.
  8. Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.
  9. Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.