Filing Details
- Accession Number:
- 0000775158-19-000161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-22 14:21:51
- Reporting Period:
- 2019-11-20
- Accepted Time:
- 2019-11-22 14:21:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1679723 | J John Bryant | C/O Oshkosh Corporation 1917 Four Wheel Drive Oshkosh WI 54902 | Evp And Pres, Defense Segment | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-20 | 5,375 | $41.52 | 15,559 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-20 | 3,628 | $89.48 | 11,931 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-11-20 | 4,900 | $66.89 | 16,831 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-20 | 4,249 | $89.34 | 12,582 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-11-20 | 2,500 | $66.09 | 15,082 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-20 | 2,159 | $89.32 | 12,923 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-11-20 | 1,110 | $0.00 | 14,032 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-11-20 | 496 | $89.11 | 13,536 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2019-11-21 | 1,037 | $0.00 | 14,573 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-21 | 488 | $90.11 | 14,085 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2019-11-20 | 5,375 | $0.00 | 5,375 | $41.52 |
Common Stock | Options | Disposition | 2019-11-20 | 4,900 | $0.00 | 4,900 | $66.89 |
Common Stock | Options | Disposition | 2019-11-20 | 2,500 | $0.00 | 2,500 | $66.09 |
Common Stock | Restricted Stock Units | Disposition | 2019-11-20 | 1,110 | $0.00 | 1,110 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2019-11-21 | 1,037 | $0.00 | 1,037 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-11-12 | No | 4 | M | Direct | |
2,450 | 2023-11-21 | No | 4 | M | Direct | |
5,000 | 2028-11-19 | No | 4 | M | Direct | |
1,111 | 2019-11-20 | No | 4 | M | Direct | |
0 | 2019-11-21 | No | 4 | M | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $89.45 to $89.51. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $89.28 to $89.42. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 11/12/2016.
- Options vest in one-third (1/3) annual increments commencing on 11/21/2017.
- Options vest in one-third (1/3) annual increments commencing on 11/19/2019.
- Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.
- Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.