Filing Details
- Accession Number:
- 0001205233-19-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-22 11:50:56
- Reporting Period:
- 2019-11-20
- Accepted Time:
- 2019-11-22 11:50:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1687791 | H Alexander Rogers | 5775 Morehouse Dr. San Diego CA 92121-1714 | Evp & President, Qtl | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-20 | 7,272 | $0.00 | 22,832 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-20 | 7,666 | $0.00 | 30,498 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-20 | 12,718 | $0.00 | 43,216 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-20 | 3,606 | $85.62 | 39,610 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-20 | 3,621 | $85.62 | 35,989 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-20 | 6,007 | $85.62 | 29,982 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-21 | 15,000 | $85.07 | 14,982 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2019-11-20 | 7,273 | $0.00 | 7,273 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2019-11-20 | 7,666 | $0.00 | 7,666 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2019-11-20 | 12,718 | $0.00 | 12,718 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,666 | 2019-11-20 | No | 4 | M | Direct | |
| 0 | 2019-11-20 | No | 4 | M | Direct | |
| 12,717 | 2020-11-20 | No | 4 | M | Direct |
Footnotes
- The sale prices for this transaction ranged from $85.04 to $85.101. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.
- The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.
- The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.
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