Filing Details
- Accession Number:
- 0001205233-19-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-22 11:50:35
- Reporting Period:
- 2019-11-20
- Accepted Time:
- 2019-11-22 11:50:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1760245 | L Erin Polek | 5775 Morehouse Dr. San Diego CA 92121-1714 | Svp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-20 | 1,040 | $0.00 | 1,040 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-20 | 1,105 | $0.00 | 2,145 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-20 | 2,732 | $0.00 | 4,877 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-20 | 360 | $85.62 | 4,517 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-20 | 382 | $85.62 | 4,135 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-20 | 945 | $85.62 | 3,190 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-21 | 3,190 | $84.65 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2019-11-20 | 1,040 | $0.00 | 1,040 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2019-11-20 | 1,106 | $0.00 | 1,106 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2019-11-20 | 2,733 | $0.00 | 2,733 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-11-20 | No | 4 | M | Direct | |
| 2,212 | 2020-11-20 | No | 4 | M | Direct | |
| 5,469 | 2021-11-20 | No | 4 | M | Direct |
Footnotes
- The transaction was conducted under a Rule 10b5-1 trading plan.
- Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.
- The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.
- The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.
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