Filing Details
- Accession Number:
- 0001562180-19-005634
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-21 19:17:44
- Reporting Period:
- 2019-11-20
- Accepted Time:
- 2019-11-21 19:17:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1568100 | Pagerduty Inc. | PD | Services-Prepackaged Software (7372) | 272793871 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1772870 | Steven Chung | C/O Pagerduty, Inc. 600 Townsend St., Ste. 200 San Francisco CA 94103 | Senior Vp, Sales & Services | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-20 | 50,000 | $2.00 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-20 | 50,000 | $26.11 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-20 | 50,000 | $2.00 | 50,000 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 629,081 | 2026-12-20 | No | 4 | M | Direct |
Footnotes
- The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.20 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 12/21/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019 and 2020; and (b) the non-qualified stock options first became exercisable on 12/20/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vested on the 12-month anniversary of 12/20/2016 and 1/48th of the total shares vested monthly thereafter for a total vesting period of 48 months.
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