Filing Details
- Accession Number:
- 0001209191-19-057645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-21 18:19:12
- Reporting Period:
- 2019-11-20
- Accepted Time:
- 2019-11-21 18:19:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1101680 | Dasan Zhone Solutions Inc | DZSI | Telephone & Telegraph Apparatus (3661) | 223509099 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1776147 | Philip Yim | C/O Dasan Zhone Solutions, Inc. 7195 Oakport St. Oakland CA 94621 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-20 | 5,000 | $7.70 | 5,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The Price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.61 to $7.70 per share. Mr. Yim has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
Billionaire Hedge Funds
