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Filing Details

Accession Number:: 0001127602-19-033514
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-21 18:03:18
Reporting Period:: 2019-11-19

Accepted Time:: 2019-11-21 18:03:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1745916	Pennymac Financial Services Inc.	PFSI	Wholesale-Motor Vehicles & Motor Vehicle Parts & Supplies (5010)	IL

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1196045	F Joseph Mazzella	C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-11-19	40,000	$33.66	367,031	No	4	S	Indirect	Mazzella Family Irrevocable Trust
Common Stock	Disposition	2019-11-20	34,605	$33.77	332,426	No	4	S	Indirect	Mazzella Family Irrevocable Trust
Common Stock	Disposition	2019-11-20	395	$34.26	332,031	No	4	S	Indirect	Mazzella Family Irrevocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Mazzella Family Irrevocable Trust
No	4	S	Indirect	Mazzella Family Irrevocable Trust
No	4	S	Indirect	Mazzella Family Irrevocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	397,510	Direct

Footnotes

The price reported is the weighted average price of multiple transactions ranging from $33.41 to $33.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of such reported securities.
The price reported is the weighted average price of multiple transactions ranging from $33.25 to $34.24. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
The price reported is the weighted average price of multiple transactions ranging from $34.25 to $34.27. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
The reported amount consists of 8,891 restricted stock units and 388,619 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.