Filing Details

Accession Number:
0001213900-19-024381
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-21 17:51:12
Reporting Period:
2019-07-09
Accepted Time:
2019-11-21 17:51:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173204 Cinedigm Corp. CIDM Services-Video Tape Rental (7841) 223720962
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1705781 Peixin Xu 40 Liangmaqiao Road, 21St Century Plaza
B-609
Beijing F4 100125
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-07-09 2,000,000 $4,500,000.00 21,666,667 No 4 P Indirect By spouse
Class A Common Stock Acquisiton 2019-08-02 1,900,000 $2,850,000.00 23,566,667 No 4 P Indirect By spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By spouse
No 4 P Indirect By spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Convertible Note Acquisiton 2018-10-09 1 $5,000,000.00 3,333,333 $1.50
Class A Common Stock Convertible Note Acquisiton 2019-07-12 1 $10,000,000.00 6,666,666 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,333,333 2018-10-09 2020-10-08 No 4 P Indirect
6,666,666 2019-07-12 2020-03-04 No 4 P Indirect
Footnotes
  1. The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global")
  2. Representing 2,000, 000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Cinedigam Corp. (the "Company") and BEMG dated July 9, 2019 and transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.
  3. Representing 1,900,000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated August 2, 2019 and later transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.
  4. Representing 3,333,333 shares of Class A Common Stock underlying a convertible note issued by the Company to MingTai dated October 8, 2018, in the principal amount of $5,000,000, convertible into shares of Class A Common Stock at $1.50 per share.
  5. Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share.