Filing Details
- Accession Number:
- 0000899243-19-027786
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-21 16:26:43
- Reporting Period:
- 2019-11-19
- Accepted Time:
- 2019-11-21 16:26:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1399529 | Dicerna Pharmaceuticals Inc | DRNA | Pharmaceutical Preparations (2834) | 205993609 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1578965 | Adam Koppel | 200 Clarendon Street Boston MA 02116 | Yes | No | Yes | No | |
1687968 | Bain Capital Life Sciences Fund, L.p. | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1702921 | Bcip Life Sciences Associates, Lp | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1702957 | Lawrence Jeffrey Schwartz | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1703030 | Bain Capital Life Sciences Partners, Lp | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1703031 | Bain Capital Life Sciences Investors, Llc | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-11-19 | 1,750,000 | $22.03 | 5,580,237 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Footnotes
- On November 19, 2019 Bain Capital Life Sciences Fund, L.P. ("BC LS") and BCIP Life Sciences Associates, LP ("BCIP LS" and, together with BC LS, the "Bain Capital Life Sciences Entities") sold 1,582,973 and 167,027 shares of common stock, respectively, pursuant to Rule 144 under the Securities Act of 1933, as amended.
- Dr. Koppel is a director of the Issuer.
- Bain Capital Life Sciences Partners, LP ("BC LS P") is the general partner of BC LS. As a result, BC LS P may be deemed to share voting and dispositive power with respect to the securities held by BC LS. BC LS P disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
- Bain Capital Life Sciences Investors, LLC ("BCI LS"), whose managers are Jeffrey Schwartz and Adam Koppel, is the general partner of BC LS P and governs the investment strategy and decision-making process with respect to investments held by BCIP LS, whose general partner is Boylston Coinvestors, LLC. As a result of the relationships described herein, each of BCI LS, Mr. Schwartz and Dr. Koppel may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Life Sciences Entities. BCI LS, Mr. Schwartz and Dr. Koppel each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.